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UPCOMING EVENTS
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Tuesday, September 21 2010 7am EDT
Wednesday, September 22 2010 9pm EDT -
Thursday, September 23 2010 7am EDT
Friday, September 24 2010 9pm EDT
THIS GROUP CONSISTS OF
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SHARED LINKS
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Actions
ICI Mutual Fund Survey
Submitted by Anita on Wednesday, March 24 2010
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DTCC Corporate Action Reengineering - Project Road Map & Timeline
Submitted by Rich on Tuesday, January 05 2010
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DTCC White Paper - P&I Payment Refinement: A Move to Further Reduce Payment Risk
Submitted by Rich on Tuesday, January 05 2010
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Broadridge/Investor Communications Solutions
Submitted by Anita on Wednesday, December 02 2009
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GLOBETAX
Submitted by Anita on Tuesday, December 01 2009
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FEATURED DISCUSSION
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Christina joined the group
by Christina 1 day ago
Christina joined the group.
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Howard joined the group
by Howard 9 days ago
Howard joined the group.
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Re: Contractual settlement account with insufficient funding
New Reply posted by Matthew 11 days ago
Matthew said: "As a settlement manager I can comment that this puts risk on the back office having to receive and DK the shares daily. Operations runs the...
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Re: Contractual settlement account with insufficient funding
New Reply posted by Terry 11 days ago
Terry said: "Our Settlement group cannot enter trades into our Trust Accounting System (SEI). In this scenario, would we be forced to continue DKing th...
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Re: Contractual settlement account with insufficient funding
New Reply posted by Mark 11 days ago
Mark said: "If the trade was affirmed we would settle the trade in the client account and charge an overdraft fee to the account"
